Mizuho
Policy and Standards for a US Swap Dealer involving Collateral Management and ISDA SiMM Model to meet National Futures Association needs.
Projects
We produce a wide range of projects from enterprise stress-testing to credit risk management procedures and everything in between. Below is a list of some of our past and current projects:
Mizuho
Policy and Standards for a US Swap Dealer involving Operational, Liquidity, Credit, Market Risk, Model, New Product and Central Clearing Counterparty Risk to meet Enterprise needs.
Sumitomo Mitsui Banking Corporation
Written Human Resources policies, standards and procedures.
Bank of Sierra
Written Vendor risk management procedures, control taxonomy library, risk control self-assessment procedures and project risk management procedures.
Deutsche Bank
Cross Product Margin Platform for all asset classes for Deutsche Bank AG, whose system has since proved to be best in class in the Prime Brokerage Industry.
Societe Generale
Risk Radar for Societe Generale for portfolio and forecast balance sheet changes to reduce risk and volatility.
Societe Generale, HSBC and Citigroup
Global Prime Brokerage Platform for Societe Generale, HSBC and Citigroup which serviced multi-product asset classes across various jurisdictions.
Royal Bank of Canada
Risk Identification Program for the Royal Bank of Canada and BancWest (subsidiary of BNP Paribas) which served as the foundation stone for CCAR.
Amherst Pierpont
Credit and Market Risk Governance and Policies Document for Amherst Pierpont, a US Broker Dealer which enabled it to pass the FINRA examination.
Mizuho US
Independent Price Verification Policy and Standard for Mizuho US Operations to meet US regulatory standards.
Mizuho US
Global Market Limit Structure and Standard for Mizuho US Operations to meet US regulatory standards.
Kelley Drye & Warren LP
Panelist at Kelley Drye & Warren LP on Data Privacy issues which included Cybersecurity, GDPRS and Vendor Risk.
Sumitomo Mitsui Banking Corporation
Risk Management Documentation Standards Policy (Policy on Policy), US Risk Committee Procedures for Sumitomo Mitsui Banking Corporation to meet US Operating regulatory standards.
Sumitomo Mitsui Banking Corporation
Credit Risk Management Procedures for Sumitomo Mitsui Banking Corporation encompassing the entire Credit Life Cycle to meet industry best practices.
Sumitomo Mitsui Banking Corporation
Enterprise Stress Testing Policy and Leveraged Lending Policy & Procedures for Sumitomo Mitsui Banking Corporation to meet Federal Reserve Policy standards.